Describing Broockman 2013 "Black politicians are more intrinsically motivated to advance Blacks' interests"

Broockman 2013 "Black politicians are more intrinsically motivated to advance Blacks' interests: A field experiment manipulating political incentives" reported results from an experiment in which U.S. state legislators were sent an email from "Tyrone Washington", which is a name that suggests that the email sender is Black. The experimental manipulation was that "Tyrone" indicated that the city that he lived in was a city in the legislator's district or was a well-known city far from the legislator's district.

Based on Table 2 column 2, response percentages were:

  • 56.1% from in-district non-Black legislators
  • 46.4% from in-district Black legislators (= 0.561 - 0.097)
  • 28.6% from out-of-district non-Black legislators (= 0.561 - 0.275)
  • 41.4% from out-of-district Black legislators (= 0.561 - 0.275 + 0.128)

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Broockman 2013 lacked another emailer to serve as comparison for response rates to Tyrone, such as an emailer with a stereotypical White name. Broockman 2013 discusses this:

One challenge in designing the experiment was that there were so few black legislators in the United States (as of November 2010) that a set of white letter placebo conditions could not be implemented due to a lack of adequate sample size.

So all emails in the Broockman 2013 experiment were signed "Tyrone Washington".

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But here is how Broockman 2013 was cited by Rhinehar 2020 in American Politics Research:

A majority of this work has explored legislator responsiveness by varying the race or ethnicity of the email sender (Broockman, 2013;...

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Costa 2017 in the Journal of Experimental Political Science:

As for variables that do have a statistically significant effect, minority constituents are almost 10 percentage points less likely to receive a response than non-minority constituents (p < 0.05). This is consistent with many individual studies that have shown requests from racial and ethnic minorities are given less attention overall, and particularly when the recipient official does not share their race (Broockman, 2013;...

But Broockman 2013 didn't vary the race of the requester, so I'm not sure of the basis for the suggestion that Broockman 2013 provided evidence that requests from racial and ethnic minorities are given less attention overall.

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Mendez and Grose 2018 in Legislative Studies Quarterly:

Others argue or show, through experimental audit studies, that political elites have biases toward minority constituents when engaging in nonpolicy representation (e.g.,Broockman 2013...

I'm not sure how Broockman 2013 permits an inference of political elite bias toward minority constituents, when the only constituent was Tyrone.

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Lajevardi 2018 in Politics, Groups, and Identities:

Audit studies have previously found that public officials are racially biased in whether and how they respond to constituent communications (e.g., Butler and Broockman 2011; Butler, Karpowitz, and Pope 2012; Broockman 2013;...

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Dinesen et al 2021 in the American Political Science Review:

In the absence of any extrinsic motivations, legislators still favor in-group constituents (Broockman 2013), thereby indicating a role for intrinsic motivations in unequal responsiveness.

Again, Tyrone was the only constituent in Broockman 2013.

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Hemker and Rink 2017 in the American Journal of Political Science:

White officials in both the United States and South Africa are more likely to respond to requests from putative whites, whereas black politicians favor putative blacks (Broockman 2013, ...

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McClendon 2016 in the Journal of Experimental Political Science:

Politicians may seek to favor members of their own group and to discriminate against members of out-groups (Broockman, 2013...

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Gell-Redman et al 2018 in American Politics Research:

Studies that explore other means of citizen and legislator interaction have found more consistent evidence of bias against minority constituents. Notably, Broockman (2013) finds that white legislators are significantly less likely to respond to black constituents when the political benefits of doing so were diminished.

But the only constituent was Tyrone, so you can't properly infer bias against Tyrone or minority constituents more generally, because the experiment didn't indicate whether the out-of-district drop-off for Tyrone differed from the out-of-district drop-off for a putative non-Black emailer.

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Broockman 2014 in the American Journal of Political Science:

Outright racial favoritism among politicians themselves is no doubt real (e.g., Broockman 2013b;...

But who was Tyrone favored more than or less than?

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Driscoll et al 2018 in the American Journal of Political Science:

Broockman (2013) finds that African American state legislators expend more effort to improve the welfare of black voters than white state legislators, irrespective of whether said voters reside in their districts.

Even ignoring the added description of the emailer as a "voter", response rates to Tyrone were not "irrespective" of district residence. Broockman 2013 even plotted data for the matched case analysis, in which the bar for in-district Black legislators was not longer than the bar for in-district non-Black legislators:

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Shoub et al 2020 in the Journal of Race, Ethnicity, and Politics:

Black politicians are more likely to listen and respond to black constituents (Broockman 2013),...

The prior context in Shoub et al 2020 suggests that the "more likely" comparison is to non-Black politicians, but this description loses the complication in which Black legislators were not more likely than non-Black legislators to respond to in-district Tyrone, which is especially important if we reasonably assume that in-district Tyrone was perceived to be a constituent and out-of-district Tyrone wasn't. Same problem with Christiani et al 2021 in Politics, Groups, and Identities:

Black politicians are more likely to listen and respond to black constituents than white politicians (Broockman
2013)...

The similar phrasing for the above two passages might be due to the publications having the same group of authors: Shoub Epp Baumgartner Christiani Roach, and Christiani Shoub Baumgartner Epp Roach.

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Gleason and Stout 2014 in the Journal of Black Studies:

Recent experimental studies conducted by Butler and Broockman (2011) and Broockman (2013) confirm these findings. These studies show that Black elected officials are more likely to help co-racial constituents in and outside of their districts gain access to the ballot more than White elected officials.

This passage, from what I can tell, describes both citations incorrectly: in Broockman 2013, Tyrone was asking for help getting unemployment benefits, and I'm not sure what the basis is for the "in...their districts" claim: in-district response rates were 56.1% from non-Black legislators and 46.4% from Black legislators. The Butler and Broockman 2011 appendix reports results such as DeShawn receiving responses from 41.9%, 22.4%, and 44.0% of Black Democrat legislators when DeShawn respectively asked about a primary, a Republican primary, and a Democratic primary and, respectively, from 54.3%, 56.1%, and 62.1% of White Democrat legislators.

But checking citations to Butler and Broockman 2011 would be another post.

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NOTES

1. The above isn't a systematic analysis of citations of Broockman 2013, so no strong inferences should be made about the percentage of times Broockman 2013 was cited incorrectly, other than maybe too often, especially in these journals.

2. I think that, for the Broockman 2013 experiment, a different email could have been sent from a putative White person, without sample size concerns. Imagine that "Billy Bob" emailed each legislator asking for help with, say, welfare benefits. If, like with Tyrone, Black legislator response rates were similar for in-district Billy Bob and for out-of-district Billy Bob, that would provide a strong signal to not attribute the similar rates to an intrinsic motivation to advance Blacks' interests. But if the out-of-district drop off in Black legislator response rates was much larger for Billy Bob than for Tyrone, that would provide a strong signal to attribute the similar Black legislator response rates for in-district Tyrone and out-of-district Tyrone to an intrinsic motivation to advance Blacks' interests.

3. I think that the error bars in Figure 1 above might be 50% confidence intervals, given that the error bars seems to match the Stata command "reg code_some treat_out treatXblack leg_black [iweight=cem_weights], level(50)" that I ran on the Broockman 2013 data after line 17 in the Stata do file.

4. I shared this post with David Broockman, who provided the following comments:

Hi LJ,

I think you're right that some of these citations are describing my paper incorrectly and probably meant to cite my 2011 paper with Butler. (FWIW, in that study, we find legislators of all races seem to just discriminate in favor of their race, across both parties, so some of the citations don't really capture that either....)

The experiment would definitely be better with a white control, there was just a bias-variance trade-off here -- adding a putative race of constituent factor in the experiment would mean less bias but more variance. I did the power calculations and didn't think the experiment would be well-powered enough if I made the cells that small and were looking for a triple interaction between legislator race X letter writer putative race X in vs. out of district. In the paper I discuss a few alternative explanations that the lack of a white letter introduces and do some tests for them (see the 3 or 4 paragraphs starting with "One challenge..."). Essentially, I didn't see any reason why we should expect black legislators to just be generically less sensitive to whether a person is in their district, especially given in our previous paper we found they reacted pretty strongly to the race of the email sender (so it's not like the black legislators who do respond to emails just don't read emails carefully). Still, I definitely still agree with what I wrote then that this is a weakness of the study. It would be nice for someone to replicate this study, and I like the idea you have in footnote 2 for doing this. Someone should do that study!

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